17 CFR Chapter I

Chapter I—Commodity Futures Trading Commission

767,319 words

67 parts

17 CFR Chapter I

Agencies with references in this chapter

Commodity Futures Trading Commission

Parts

Part	Heading	Sections	Words
1	Part 1—General Regulations Under the Commodity Exchange Act	71	114,873
2	Part 2—Official Seal	4	411
3	Part 3—Registration	35	30,910
4	Part 4—Commodity Pool Operators and Commodity Trading Advisors	32	38,060
5	Part 5—Off-Exchange Foreign Currency Transactions	25	18,934
7	Part 7—Registered Entity Rules Altered or Supplemented by the Commission	1	20
8	[Reserved]	0	0
9	Part 9—Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions	26	6,682
10	Part 10—Rules of Practice	59	19,546
11	Part 11—Rules Relating to Investigations	8	2,694
12	Part 12—Rules Relating to Reparations	76	24,582
13	Part 13—Procedures for Petitions for Rulemaking	2	162
14	Part 14—Rules Relating to Suspension or Disbarment from Appearance and Practice	10	1,678
15	Part 15—Reports—General Provisions	7	4,343
16	Part 16—Reports by Contract Markets and Swap Execution Facilities	6	2,021
17	Part 17—Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers	5	3,786
18	Part 18—Reports by Traders	7	5,398
19	Part 19—Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton	5	423
20	Part 20—Large Trader Reporting for Physical Commodity Swaps	11	4,504
21	Part 21—Special Calls	7	2,016
22	Part 22—Cleared Swaps	17	9,346
23	Part 23—Swap Dealers and Major Swap Participants	73	61,659
30	Part 30—Foreign Futures and Foreign Options Transactions	13	20,679
31	Part 31—Leverage Transactions	28	19,974
32	Part 32—Regulation of Commodity Option Transactions	5	955
33	Part 33—Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery	11	5,803
34	Part 34—Regulation of Hybrid Instruments	3	692
35	Part 35—Swaps in an Agricultural Commodity (Agricultural Swaps)	1	133
36	Part 36—Trade Execution Requirement	1	212
37	Part 37—Swap Execution Facilities	63	26,463
38	Part 38—Designated Contract Markets	89	27,277
39	Part 39—Derivatives Clearing Organizations	44	36,482
40	Part 40—Provisions Common to Registered Entities	12	11,280
41	Part 41—Security Futures Products	28	16,156
42	Part 42—Anti-Money Laundering, Terrorist Financing	2	82
43	Part 43—Real-Time Public Reporting	7	11,890
44	Part 44—Interim Final Rule for Pre-Enactment Swap Transactions	4	984
45	Part 45—Swap Data Recordkeeping and Reporting Requirements	15	10,682
46	Part 46—Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps	11	4,997
48	Part 48—Registration of Foreign Boards of Trade	11	15,010
49	Part 49—Swap Data Repositories	31	23,209
50	Part 50—Clearing Requirement and Related Rules	21	5,122
75	Part 75—Proprietary Trading and Certain Interests in and Relationships with Covered Funds	18	30,110
100	Part 100—Delivery Period Required	1	80
140	Part 140—Organization, Functions, and Procedures of the Commission	39	14,524
141	Part 141—Salary Offset	12	2,216
142	Part 142—Indemnification of CFTC Employees	2	547
143	Part 143—Collection of Claims Owed the United States Arising from Activities Under the Commission's Jurisdiction	10	1,370
144	Part 144—Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court	7	1,235
145	Part 145—Commission Records and Information	10	8,551
146	Part 146—Records Maintained on Individuals	12	8,634
147	Part 147—Open Commission Meetings	10	4,028
148	Part 148—Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission	22	3,955
149	Part 149—Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission	17	3,355
150	Part 150—Limits on Positions	9	16,832
151	[Reserved]	0	0
155	Part 155—Trading Standards	6	2,004
156	Part 156—Broker Associations	4	580
160	Part 160—Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act	20	14,715
162	Part 162—Protection of Consumer Information Under the Fair Credit Reporting Act	14	10,306
165	Part 165—Whistleblower Rules	20	13,903
166	Part 166—Customer Protection Rules	5	2,166
170	Part 170—Registered Futures Associations	15	1,522
171	Part 171—Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions	36	8,435
180	Part 180—Prohibition Against Manipulation	2	351
190	Part 190—Bankruptcy Rules	20	27,770
191-199	[Reserved]	0	0