17 CFR Chapter IV
Chapter IV—Department of the Treasury
36,916 words
10 parts
17 CFR Chapter IV Agencies with references in this chapter
Parts
Subchapter A — Subchapter A—Regulations Under Section 15C of the Securities Exchange Act of 1934
| Part | Heading | Sections | Words |
|---|---|---|---|
| 400 | Part 400—Rules of General Application | 6 | 3,415 |
| 401 | Part 401—Exemptions | 7 | 2,934 |
| 402 | Part 402—Financial Responsibility | 6 | 13,675 |
| 403 | Part 403—Protection of Customer Securities and Balances | 7 | 4,881 |
| 404 | Part 404—Recordkeeping and Preservation of Records | 5 | 3,289 |
| 405 | Part 405—Reports and Audit | 5 | 2,767 |
| 420 | Part 420—Large Position Reporting | 5 | 3,394 |
| 449 | Part 449—Forms, Section 15C of the Securities Exchange Act of 1934 | 5 | 413 |
Subchapter B — Subchapter B—Regulations Under Title II of the Government Securities Act of 1986
| Part | Heading | Sections | Words |
|---|---|---|---|
| 450 | Part 450—Custodial Holdings of Government Securities by Depository Institutions | 5 | 2,148 |
| 451-499 | [Reserved] | 0 | 0 |